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AQUAS Financial / Information library

Policies &
disclosures.

Review Form CRS, account agreements and the risks relevant to your trading.

Client relationship summary

Form CRS / October 2026 / PDF

Document library.

Document versions are listed beside each link. PDFs open in a separate tab.

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Client relationship summaryOctober 2026PDF

Accounts & service

Customer agreementVersion 1.9 · effective 11 June 2024PDF

Privacy & continuity

Privacy policyVersion 2.0 · updated June 2026PDFBusiness continuity disclosureJune 2026PDFSecurity procedures & cybersecurity noticeJuly 2026PDF

Trading & risk

Order routing & payment for order flowJune 2026PDFElectronic trading systems riskJune 2026PDFMargin disclosure statementJuly 2026PDFAfter-hours trading riskJuly 2026PDFPenny stock informationJune 2026PDFFractional share tradingJuly 2026PDFPre-borrow program disclosureJuly 2026PDF

Options

Options agreementJune 2026PDFAllocating option exercise noticesJuly 2026PDFSpecial statement for uncovered options writersJuly 2026PDF

Data & electronic delivery

Market data addendumVersion 25-02-17PDFElectronic mutual fund information consentJuly 2026PDF

Options information

Before trading standardized options, read the current options disclosure document published by OCC. Options are not suitable for all investors.

Characteristics and Risks of Standardized Options

Illustrative source view

Sample figures are not live data or customer results. Displayed symbols do not establish instrument availability. This illustration does not demonstrate order execution or a connected account.