AQUAS Financial
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Market Experience.
A professional perspective.

AQUAS Financial, LLC is a Broker-Dealer & Carrying Firm serving financial professionals and retail investors.

AQUAS Trading is the self-directed brokerage brand of AQUAS Financial, LLC.

AQUAS Blue is a broker and clearing-neutral Order and Execution Management System for buy-side, sell-side, and proprietary trading firms, with integrated back office tools.

Firm identity

AQUAS Financial, LLC

Verify on FINRA BrokerCheck
CRD number
311274
SEC number
8-70610
Membership
FINRA & SIPC & TXSE
Firm address
5905 Legacy Drive, Suite A500
Plano, Texas 75024

Registration and membership do not imply regulatory endorsement or guarantee investment outcomes. SIPC does not protect against market losses.

Read & verify

The information
behind the relationship.

Client relationship summaryServices, costs, conflicts and the self-directed relationship.Oct 2026 · PDF Policies & disclosuresAccount agreements, trading risks and related information.Library Regulatory reportsRule 605 execution quality, Rule 606 order routing and report enquiries.Records

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Illustrative source view

Sample figures are not live data or customer results. Displayed symbols do not establish instrument availability. This illustration does not demonstrate order execution or a connected account.